2026-09-15-li-corrigibility
2026-09-15 · project deference · path projects/deference/rounds/2026-09-15-li-corrigibility
Verdict LI-LEARNS-THE-CORRIGIBILITY-INEQUALITY-UNIFORMLY-OVER-EFFICIENT-MENUS-WITH-A-DIRECTIONAL-MISMATCH-TERM — the structural bypass inequality of the corrigibilization theorem compiles into a bounded LUV-combination with constant coefficients once every activation-gated product is taken as one gated LUV, which the paper's definition of a logically uncertain variable admits outright and the pinned formalization admits through a threshold-level gating interface; the exact pointwise algebra of an unsealed comparison is U_raw − U_corr = both·(w_raw − w_act) + M·w_raw − M'·w_act with M = c_raw ∧ ¬c_corr the joint directional mismatch in one world, so the correct charge is L·E[both·δ] + E[both·ρ] + D·E[M], the coefficient D is sharp, the marginal-rate form D·(E[c_raw] − E[c_corr]) is false on a two-world fixture, and perfect sealing is the case M ≡ 0; validity in every world consistent with Γ needs Γ to carry the interaction model — effect and transition semantics, the gate and latch programs, activation and expiry semantics, the evaluator's L-stability certificate — as a specification of the modeled system, effect completeness being the corrigibility theorem's hypothesis and not the inequality's; Expectation Provability Induction then gives E_n(U_raw,n) − E_n(U_corr,n) ≲ L·E_n(Δ_n) + E_n(R_n) + D·E_n(M_n) with no calibration hypothesis and no reference to what the deductive process has proved, and a normalised near-argmax weighting, which is an expressible feature where a hard argmax is not, gives the same uniformly over every polynomially enumerable menu; the feedback theorem applies only to comparisons determined via the theory — the sequenced-settlement pair with a finite horizon, not the same-branch comparison — and forbids persistent efficiently detectable positive-margin overvaluation of bypass rather than bypass itself, a switching margin converting that into finitely many bypasses when realized costs vanish, while genuinely empirical logs are outside the paper's computable deductive process; and the existing authorization clause "no loss at step t or later" is refuted for repeated protected effects by a two-effect fixture and restored in its per-event form, which is the form the Lean step lemma already states; nothing here reaches manipulation, authorship, undeclared channels, superpolynomial menus, or the size of the right-hand side.
Prompt prompts/2026-09-15-li-corrigibility/PROMPT.md
Prompt — 2026-09-15 li-corrigibility
Relayed verbatim from the maintainer, 2026-09-15. Executor: Claude Fable 5.1 (Anthropic).
Work in A-M-Berns/alignment-workspace.
Your task is to investigate, formalize as far as possible, and aggressively pressure-test a candidate Logical Induction corrigibility theorem that has emerged from the recent corrigibility/deference work.
This is a theorem-discovery round, not a documentation-only round. The central question is:
Can the structural corrigibilization inequality be compiled into an efficiently generated bounded LUV relation inside the logical inductor's own theory, so that Expectation Provability Induction directly implies that the inductor does not systematically overvalue bypassing principal authority?
If yes, make the strongest correct theorem precise, prove its finite/Lean kernel where feasible, identify exactly what is imported from Logical Induction, and connect it cleanly to the existing corrigibilization results. If no, produce the sharp obstruction.
Do not assume the candidate theorem is true. Try hard to break it.
Context to inspect first
Read the current repository state and the recent corrigibility work, especially:
- the landed consolidation of PRs #96–#98, if now on
main; - otherwise inspect those branches directly;
wiki/Corrigibility.md;wiki/Theorem-Spine.md;wiki/Deference.md;projects/deference/rounds/2026-09-09-mediated-repair-dominance/;- especially:
CORRIGIBILIZATION.mdPRINCIPAL_OPTION_DOMINANCE.mdINCENTIVE_COMPOSITION.mdTHIRD_PASS.mdlean/Workspace/Deference/Contrib/MediatedRepairDominance.lean;- the legitimate-deference activated-value machinery;
- the evaluation-ecosystem / committed-principal-program work;
- the existing Logical Induction formalization in the workspace;
- the exact statements corresponding to:
- Expectation Provability Induction;
- Expectation Unbiasedness from Feedback;
- bounded logical uncertain variables / LUVs;
- bounded LUV-combination sequences;
P-generable /P-continuous / e.c. sequence conditions, whichever are actually relevant.
Do not reason from memory about LI theorem statements. Inspect the formalized or source statements and use the exact hypotheses.
The candidate structural setup
At a history h, let Π(h) be the agent's physical continuation space.
For each continuation π, there is a corrigibilized continuation 𝔠π obtained by replacing unilateral execution of declared protected effects with:
propose -> principal approve/decline -> gated execution
while leaving other behavior unchanged.
The recent work aims to establish structurally:
Corrigible_h(𝔠π);𝔠is idempotent and fixes release-free behavior;- raw behavior is reproduced as the principal's approve branch, exactly or up to a structural discrepancy
δ; - protected value is
L-stable with respect to that discrepancy; - the principal's actual choice introduces an additional decline-regret term
ρ; - imperfect sealing of the comparison may introduce an activation-mismatch term.
The intended pointwise inequality is something like:
U_raw - U_corr ≤ L * Δ + R + D * M
where:
U_rawis the activated principal-value security forπ;U_corris the corresponding security for𝔠π;Δis the activation-gated structural mediation discrepancy;Ris the activation-gated principal decline-regret term;Mis a directional/manipulable activation-mismatch term;Dis the width/range bound on protected value.
Do not assume this is the correct exact algebra. Derive the strongest correct pointwise inequality from the existing results.
First objective: cleanly state the structural theorem
Before touching Logical Induction, produce the strongest clean theorem of the form:
Corrigibilization / principal-option preservation
Under effect completeness, mediation soundness, decline preservation, execution faithfulness, and an L-stable protected evaluation:
∀ π, Corrigible_h(𝔠π);𝔠(𝔠π) = 𝔠π;- every principal-forcible set under
πremains principal-forcible under𝔠π; - the principal's protected optimum under
𝔠πis at least the raw optimum minus the explicit interposition cost.
Be precise about the distinction between:
- exact forcing preservation;
- approximate value preservation;
- the principal's actual rule versus its optimum;
- mediation discrepancy
δ; - measured mediation gap
κ; - principal decline regret
ρ.
Avoid calling the general result "lossless" unless δ = 0.
Determine what parts are already Lean-proved and what remains only fixture-backed or paper-derived.
If feasible, finish the missing Lean labor necessary to make this a clean theorem package.
Second objective: derive the correct activation-mismatch theorem
The current theory distinguishes common activation from per-option activation.
Do not simply assume "sealed comparison."
Derive a pointwise theorem that quantifies exactly what imperfect sealing costs.
The likely form is directional:
U_raw - U_corr ≤ common-branch mediation terms + D * M
where M measures only the activation difference that can help the raw/bypass option.
A candidate is something like:
M := C_raw * (1 - C_corr)
under a common exterior coupling.
But inspect carefully whether this is sufficient.
The theorem must charge causal/manipulable activation leverage, not merely observational difference between marginal activation rates under two unrelated induced measures.
Pressure-test at least:
- raw option kills the evaluator;
- corrigibilized option preserves it;
- reverse mismatch;
- tiny mismatch probability;
- mismatch that depends on the candidate's internal branch;
- candidate steering the distribution over exterior paths;
- selection-dependent but value-irrelevant activation differences.
Target a theorem where perfect sealing appears as the special case M = 0, not as a primitive Boolean wall.
Determine whether the coefficient D is sharp and give an exact witness if so.
Third objective: compile the structural inequality into LI's LUV language
This is the central research question.
We want a bounded LUV-combination sequence B_n such that:
`B_n := U_raw,n
- U_corr,n
- L * Δ_n
- R_n
- D * M_n`
or whatever the corrected form is,
and such that for every world W consistent with the logical theory:
W(B_n) ≤ 0.
The goal is then to invoke Expectation Provability Induction.
Investigate all of the following carefully.
A. Representation
Can each of the following be represented as a bounded LUV or bounded LUV-combination:
- activation indicator;
- activated value security;
- activation-gated structural discrepancy;
- activation-gated principal regret;
- directional activation mismatch;
- the raw-minus-corrigibilized value difference?
If products like C * δ are not directly affine LUV combinations, do not hand-wave them.
Possible routes:
- define a single gated LUV whose value already equals
δon activation and0otherwise; - compile finite-valued products into threshold/indicator decompositions;
- use an existing closure theorem;
- change the theorem's primitive objects so the structural supplier outputs the gated quantity directly.
Find the cleanest route that actually fits LI's formal type.
B. Efficient generation
Show or refute that the resulting sequence is in the exact class required by EPI.
Questions:
- Is it e.c.?
P-generable?P-continuous?- efficiently constructible from current prices?
- are coefficients uniformly bounded?
- does menu growth break boundedness or generation?
- can the transform
𝔠π_nbe generated efficiently fromπ_n? - can the interaction semantics needed for the LUVs be compiled uniformly?
Use the actual LI definitions.
C. Semantic validity
This is crucial.
The theorem should rest on:
∀ W ∈ PC(Γ), W(B_n) ≤ 0
or the exact EPI analogue.
Clarify precisely what must be encoded in the base theory Γ for this to hold.
Likely architecture axioms include:
- declared effect semantics;
- effect completeness, or the relevant contained fragment;
- mediation soundness;
- latch semantics;
- decline preservation;
- execution faithfulness;
- protected-value stability / Lipschitz certificate;
- activation semantics;
- the counterfactual pairing/coupling used for
M.
Important distinction:
EPI should not require that the ordinary deductive process has already produced a proof of every instance at day n. It requires the relevant validity condition across consistent worlds.
Confirm this from the exact LI theorem statement.
Explain whether effect completeness is:
- an axiom of the modeled system;
- an external guarantee that restricts the theorem's scope;
- something checkable in finite systems;
- or fundamentally unformalized.
State clearly that the result only applies inside worlds satisfying the architecture specification.
Fourth objective: prove the LI theorem
If the compilation succeeds, state the theorem in the strongest exact form justified by LI.
Target something like:
Mediated EPI theorem
For every P-generable bounded sequence of candidate pairs (π_n, 𝔠π_n) satisfying the architecture,
`E_n(U_raw,n) - E_n(U_corr,n) ≲ L * E_n(Δ_n)
- E_n(R_n)
- D * E_n(M_n)`.
Use the exact asymptotic notation and theorem form from Logical Induction.
The interpretation should be:
the logical inductor asymptotically assigns no excess value to bypass beyond the actual mediation cost, principal-decision cost, and causal leverage over whether the comparison is evaluated.
Do not strengthen this to "bypass advantage goes to zero" unless the RHS terms are separately shown to vanish.
Fifth objective: finite-menu uniformization
The current corrigibility theorem uses something like:
Φ_corr,n = sup_q [score(q) - score(𝔠q)]₊.
EPI naturally gives a statement for one generated sequence.
Investigate whether finite-menu uniformity can be obtained by selecting, at each n, the worst offending pair according to the current market.
Suppose Q_n is finite and efficiently searchable.
Define something like:
q*_n := argmax_q [E_n(U_q) - E_n(U_𝔠q) - L E_n(Δ_q) - E_n(R_q) - D E_n(M_q)].
Then ask:
- is
q*_nallowed to depend onP_n? - does the resulting sequence remain in the EPI-generable class?
- is the argmax computable efficiently enough?
- what if ties occur?
- what if
|Q_n|grows? - what if the menu is only efficiently enumerable rather than finite?
If this works, prove the finite-menu theorem:
`max_q [ E_n(U_q)
- E_n(U_𝔠q)
- L E_n(Δ_q)
- E_n(R_q)
- D E_n(M_q) ] ≲ 0`.
This is potentially the strongest result of the round.
Pressure-test whether a market-dependent selector causes any reflective pathology. The claim is that semantic validity is pairwise, so whichever pair is selected remains valid; verify this carefully.
Sixth objective: investigate the settlement/feedback extension
Only after T3 is understood, investigate the feedback theorem.
The recent evaluation-ecosystem work suggests an evaluation occurrence has finite log semantics:
- issued;
- either validly answered or terminally void/expired;
- on activation, a principal value vector is committed;
- on void, activated value is
0.
Determine whether this implies that each activated security is determined after computably bounded or computably deferred time in the sense needed by Expectation Unbiasedness from Feedback.
Be exact about what "settles."
Distinguish:
- deductively constrained quantities: learned through EPI;
- finitely adjudicated quantities: e.g. the output of the committed principal program;
- genuinely empirical quantities: e.g. authenticated physical observations;
- non-settling normative judgments: e.g. "this amendment is good" absent some adjudication mechanism.
Do not describe category 2 as "world feedback" if it is just the principal's committed judgment.
Investigate whether finite expiry must be explicit in the occurrence type to ensure that void events settle to 0.
Then derive the strongest correct feedback result.
The likely conclusion is not "bypass frequency -> 0."
Instead target something like:
For every fixed γ > 0, there is no divergent efficiently recognizable weighting supported on occasions where the market assigns a bypass advantage exceeding the realized/adjudicated corrected advantage by at least γ.
Or equivalently:
persistent efficiently detectable positive-margin overvaluation of bypass is impossible.
Then separately state what chooser-side switching-margin assumptions convert this into a frequency result.
Seventh objective: explain the alignment interpretation without overclaiming
The strongest intended interpretation is approximately:
An agent need not be given a primitive utility bonus for human control. If every protected effect has a faithful principal-mediated counterpart that preserves the useful behavior up to explicit costs, and the architecture makes the resulting value inequality valid in the logical inductor's theory, then the logical inductor learns that unilateral bypass has no unexplained advantage over principal-mediated execution.
This is a theorem about:
- protected response authority;
- structural mediation;
- bounded logical reasoning;
- comparison security values.
It is not yet a theorem about:
- non-manipulation;
- authentic principal preference formation;
- universally safe self-modification;
- corrigibility under undeclared physical channels;
- an unconstrained latent utility maximizer;
- all continuation policies if only an effective finite menu is covered.
Preserve the known witness:
Corrigible ∧ ¬Authored
is inhabited.
The eventual stronger target may be:
vanishing incentive to bypass an authentically reason-responsive principal.
But do not claim that in this round unless the non-capture/authorship layer is genuinely consumed.
Desired theorem spine
Try to determine whether the mature paper should contain approximately:
T1. Corrigibilization preserves principal options
Structural corrigibility, idempotence, forcing preservation, and protected-value preservation up to explicit interposition cost.
T2. Unsealed evaluation has a sharp quantitative cost
A directional causal activation-mismatch term is necessary and sufficient in the structural bypass bound; perfect sealing is the zero-mismatch special case.
T3. Logical Induction learns the corrigibility inequality
The structural inequality compiles to a bounded generated LUV-combination valid in every consistent world, and EPI yields the corresponding LI expectation inequality.
Prefer a finite-menu uniform theorem if the worst-offender selector works.
T4. Feedback extension
For finitely adjudicated / settling quantities, expectation-unbiasedness-from-feedback rules out persistent efficiently detectable positive-margin overvaluation.
The conceptual boundary should become:
structurally valid -> learned by EPI
eventually adjudicated -> learned from feedback
genuinely empirical -> learned from authenticated world feedback
non-settling normative judgment -> requires richer normative/deference machinery.
Pressure tests
At minimum test:
- a continuation with zero mediation cost;
- fixture B / time-sensitive mediation with tight nonzero cost;
- raw evaluator destruction;
- tiny activation leverage;
- reverse activation mismatch;
- a manipulation policy that is corrigible but not authored;
- a finite menu with a market-dependent worst offender;
- a growing menu;
- a non-LUV product obstruction;
- an architecture whose semantics are not encoded in
Γ; - an undeclared effect violating effect completeness;
- a principal decision regret term that stays large;
- activated security with finite expiry;
- activated security with no finite determination of failure;
- infinitesimal bypass advantage
1/nforever; - fixed positive switching margin.
For every failed theorem attempt, retain a minimal counterexample.
Lean / formalization target
Do not attempt to formalize all of Logical Induction again.
Prefer a modular split:
- prove the finite structural/compiler theorem in Lean;
- reuse the existing LI theorem statement as an imported theorem/interface;
- prove that the produced object satisfies its hypotheses;
- instantiate the imported theorem.
If the existing FAF formalization already includes the required EPI theorem and LUV machinery, use it directly.
A particularly valuable artifact would be a Lean theorem whose output is structurally of the form:
ValidMediatedPair -> ∀ W, W.eval B ≤ 0
together with an effective constructor for B.
Then the LI corollary should be as thin as possible.
Output
Produce:
REPORT.md
- verdict;
- strongest theorem survived;
- exact failed stronger statements;
- implications for the research agenda.
THEOREM.md
- clean self-contained theorem statements;
- T1–T4 if they survive;
- exact hypotheses and conclusion types.
LUV_COMPILATION.md
- exact encoding of the mediated system into LI objects;
- generability/boundedness analysis;
- any obstruction.
UNSEALED_COMPARISON.md
- exact directional mismatch theorem;
- causal interpretation;
- sharpness witness.
LI_CORRIGIBILITY.md
- the EPI instantiation;
- finite-menu worst-offender argument;
- what LI is actually contributing.
FEEDBACK_BOUNDARY.md
- EPI versus feedback versus genuinely empirical settlement versus non-settling normative judgments.
COUNTERMODELS.md
- every necessity witness and refuted stronger version.
- Lean and exact fixtures for the finite core wherever feasible.
Do not update the canonical wiki until the theorem has survived the pressure pass, unless the dispatch explicitly requires a final integration pass after the result stabilizes.
Final questions the report must answer
- Can the structural corrigibility inequality actually be represented as a bounded LUV-combination sequence?
- Can activation-gated products be represented cleanly?
- What exact assumptions must live inside
Γ? - Does EPI apply directly?
- Can the selected pair depend on current LI prices?
- Does that give a true finite-menu uniform theorem?
- What exact directional activation-mismatch term is needed?
- Is its coefficient sharp?
- What remains of the old calibration hypothesis after EPI?
- What assumptions are still needed to make the RHS small?
- What genuinely settles and what merely gets adjudicated by a principal program?
- What chooser-side assumption converts "no persistent positive-margin bypass" into low bypass frequency?
- Does any surviving assumption simply restate the desired corrigibility conclusion?
- What is the strongest alignment claim we can make without solving manipulation/authorship?
The round should end with either:
A. a theorem that a logical inductor learns the structural no-bypass inequality from the architecture itself, with a precise finite-menu corollary;
or
B. a sharp explanation of why that compilation fails and what mathematical ingredient is missing.
Either outcome is useful. Do not protect the candidate theorem from refutation.
Report projects/deference/rounds/2026-09-15-li-corrigibility/REPORT.md
Report
Verdict: LI-LEARNS-THE-CORRIGIBILITY-INEQUALITY-UNIFORMLY-OVER-EFFICIENT-MENUS-WITH-A-DIRECTIONAL-MISMATCH-TERM (README.md). Outcome A of the dispatch: a theorem that a logical inductor learns the structural no-bypass inequality from the architecture specification itself, with a finite-menu corollary; plus one refutation inside the existing structural theorem.
The stack
| statement | status | |||
|---|---|---|---|---|
| T1 | corrigibilization preserves principal options: structural corrigibility (per-event authorization), idempotence, forcing preservation (exact at δ = 0, δ-neighbourhood otherwise), W_opt(𝔠π) ≥ W_h(π) − L·E[δ], W_h(π) ≤ W_h(𝔠π; ρ) + L·E[δ] + E[ρ] | existing LEAN (corr_idem, corr_fix_iff, ensures_mono, sup'_le_sup'_add, option_dominance_of_approx_reproduction, loss_conditional_on_decision) + FIX; the "or later" authorization clause is refuted (ShopRepair) and the per-event clause restores C1 | ||
| T2 | U_raw − U_corr = both·(w_raw − w_act) + M·w_raw − M'·w_act; E[U_raw] − E[U_corr] ≤ L·E[both·δ] + E[both·ρ] + D·E[M], M = c_raw ∧ ¬c_corr; D sharp; marginal-rate form false; sealing is M ≡ 0 | LEAN (mismatch_identity, mismatch_bound_exact, mismatch_bound, security_bypass_le_mismatch, Witness.attained, Witness.marginal_refuted, Witness.reverse_free); FIX (B time-critical attains it) | ||
| T3 | gated products are single [0,1]-LUVs; B_n = U_raw − U_corr − λG_δ − G_ρ − G_M ∈ BLCS; valid in every W ∈ PC(Γ) under the architecture specification; thm:expprovind gives E_n(U_raw,n) − E_n(U_corr,n) ≲_n L·E_n(Δ_n) + E_n(R_n) + D·E_n(M_n) with no calibration term | PAPER (thm:expprovind); LEAN (MediatedPair.B, ValidAt.value_le_of_valuesAt, ValidAt.ofGated, GatedAt.valuesAt, li_constraint_le, li_bypass_le through the pinned thm:expcoh with its operational premises as named hypotheses; Witness.valid inhabits the package in every world) | ||
| T3′ | max_{q ∈ Q_n}[…] ≲_n 0 for ` | Q_n | ≤ poly(n)` by the near-argmax weighting; bounded menus need no selector | LEAN (softWeight_aggregate_ge, nearMax_weighted_ge, uniform_of_soft, max_asympLE); PAPER for P-generability of the weights; FIX (hard argmax discontinuous, ties, n² menus) |
| T4 | thm:wubexp on the sequenced-settlement pair with a finite horizon: no persistent efficiently detectable positive-margin overvaluation; a switching margin gives finitely many bypasses when realized costs vanish | PAPER (with the support-condition erratum); FIX (expiry, categories, margins); not Lean |
Lean: lean/Workspace/Deference/Contrib/LICorrigibility.lean, 25 audited declarations, [propext, Classical.choice, Quot.sound] throughout. Fixtures: 45, python3 tests/run.py.
The fourteen questions
- Representable as a bounded LUV-combination sequence? Yes. Constant coefficients
1, −1, −λ, −1, −1;ℓ¹norm3 + λ; the LUVs are formula templates instantiated with the codes ofπ_n,𝔠π_n, the occurrence and the horizon. - Activation-gated products? Cleanly: a gated product is one LUV whose defining formula contains the case split (
def:luvadmits any formula); at the pinned threshold interface it isGatedAt, withgate φ Xthe concrete family. No closure theorem is needed; the only obstruction is formalization labour. Landing pass: the certificate is constructed at the pinned interface (MediatedPair.syntaxOf), andli_bypass_le_compiledhas only the realization's inputs as hypotheses (LUV_COMPILATION.md§2). - **What lives in
Γ?** The interaction model as definitions and theorems: the transition and effect semantics (EX), the gate and latch programs (MS, DP), the activation and expiry semantics, the evaluator'sL-stability certificate, the definition ofρ. EF is not needed for the inequality; it is T1's hypothesis. In a finite model all of it is decidable; as a claim about the real system it is the architecture's external contract, and the theorem applies inside the worlds satisfying it (LUV_COMPILATION.md§3). - Does EPI apply directly? Yes, the
≤case withb = 0; its hypothesis is validity inPC(Γ), not provability inD̄_n. - Can the selected pair depend on current prices? Only continuously. A hard argmax is not an expressible feature; the near-argmax weighting is, and the conclusion survives with a
2δ_n → 0window. - A true finite-menu uniform theorem? Yes, T3′, for every efficiently enumerable menu of polynomial size; trivially for bounded size.
- Which mismatch term?
M = c_raw ∧ ¬c_corr, the joint directional event in one world, with the common-branch terms gated onboth— not onc_rawalone as the dispatch's candidate had it, and not the marginal difference. - **Is
Dsharp?** Yes (Witness.attained); the exact charge on the mismatch branch isM·w_raw. - What remains of calibration? Nothing in T3: the inequality is between the inductor's own expectations. Calibration re-enters only to relate
E_n(G_δ,n)to the physical discrepancy — bythm:expprovindif it isΓ-determined with an e.c. value, by T4 if it settles, by nothing if it is same-branch. - What makes the right-hand side small? Small
E_n(Δ_n): faithful mediation (joinability boundsδ, T_JOIN). SmallE_n(R_n): the principal's decision quality at the cell. SmallE_n(M_n): the sealed-comparison architecture (item 89) — sequenced settlement givesM ≡ 0. None is supplied by Logical Induction. - What settles? The structural inequality is deductive; the program's output on a fixed trace is adjudicated; the trace is empirical; an amendment's goodness without a program is non-settling. Under same-branch activation only the selected option's security settles and the comparison never does. Finite expiry must be in the occurrence type.
- Chooser-side assumption? A switching margin
γ > 0, with realized costs on the bypass occasions averaging belowγ. - Does any assumption restate the conclusion? No. The
(1,1)-branch inequality is definitional given the stability certificate andρ's definition; what is assumed is whatδandρare, and nothing assumes their expectations small. The assumption that would restate the conclusion — small right-hand side — is not made. - Strongest alignment claim without manipulation/authorship?
LI_CORRIGIBILITY.md§6: no primitive bonus for control is needed; under a faithful mediated counterpart and a specified architecture the inductor learns, uniformly over efficient menus and by its own expectations, that bypass has no advantage beyond the mediation discrepancy, the principal's decline regret and the candidate's causal leverage over the comparison's evaluation.Corrigible ∧ ¬Authoredremains inhabited; the pair satisfies the inequality withB = 0.
Deviations and prompt corrections
- The candidate inequality
U_raw − U_corr ≤ L·Δ + R + D·Mis confirmed withΔ, Rgated onc_raw ∧ c_corr(the dispatch's "activation-gated" read as gated on the common event), not onc_raw; the exact identity shows why. - The dispatch's
q*_n := argmaxselector is inadmissible as stated; the round proves the softened form and records the hard form as refuted. - The dispatch's T1 asks for "every principal-forcible set … remains principal-forcible"; that is exact only at
δ = 0, and the round states theδ-neighbourhood form otherwise. - The 2026-09-09 authorization clause was found to fail for repeated effects; the round does not edit that tree and records the repair as a decision entry.
- Effect completeness is not a hypothesis of T3, contrary to the dispatch's expected list of architecture axioms; it is T1's.
thm:wubexpis used with the support condition the printed statement omits (the pinned formalization's erratum).- Empirical settlement is outside the paper's computable deductive process; T4 is stated for the closed finite model or an oracle-relativized inductor, and the relativized theorem is not proved here.
What is not established
P-generability of the soft-weighted finite-menu combination(B'_n)at the pinned interface (the variable-width feature fold); T3's own certificate is constructed (landing pass).- The object-level derivation of
GatedAtfrom a first-order gated formula (the frontend's arithmetic-closure boundary). - T4 in Lean (the pinned feedback lane has one constant inhabitant).
- Any rate, any smallness of the right-hand side, anything about manipulation, authorship, undeclared channels, superpolynomial menus, or a latent utility.
- The oracle-relativized inductor for empirical logs.
- Approval reproduction, forcing preservation and the value clauses at the trajectory level in Lean beyond the 2026-09-09 kernel (the structural theorem C1 is now Lean:
Corrigibilization.corrigible_corrPolicy, landing pass).
Proposed priority changes
- Item 84: dated note — the security-score register now has an EPI theorem with no calibration term; the latent-value bridge is unchanged.
- Item 89: dated note — sealed comparison is now the case
E_n(M_n) = 0of a learned inequality, and item 89's deliverable becomes "makeE_n(M_n)small", with sequenced settlement givingM ≡ 0. - New item 90: relativized logical induction for empirical settlement of activated securities, and the
P-generability certificate of the compiled sequence.
Landing pass (2026-09-15, same day)
The maintainer's second dispatch closed the residuals and landed the round: the pinned-interface generability certificate is constructed (LICorrigibilityCertificate.lean; li_bypass_le_compiled, inhabited by Witness.li_instance); the trajectory-level structural theorem is mechanized with the event-linked authorization clause (Corrigibilization.lean; corrigible_corrPolicy, inhabited by Witness.corrigible_instance); the soft-selector width is τ_n; the menu of T3′ is stated as polynomial-size and efficiently generated; the wiki is canonicalized (Corrigibility, Theorem-Spine, Deference, Logical-Induction-and-Deference, Roadmap, Glossary); item 90 is narrowed to the T3′ certificate and the oracle-relative inductor is item 91. The landing report is LANDING.md.
Outstanding maintainer actions
- Decide whether
li_bypass_le_compiledandcorrigible_corrPolicyare registered against items 90 and 89 respectively; the landing pass registers nothing, because item 90's remaining half (the T3′ certificate) is what the theorem family answers as a whole and item 89 is an architecture question the structural theorem does not close. - The 2026-09-09 round tree is not edited; its
authorizedimplements the "or later" clause and its fixtures pass because they have one effect each. Decide whether that register receives an errata note (the wiki and the glossary carry the canonical clause).
New names introduced (provisional)
directional activation mismatch M, common branch both, reverse mismatch M', compiled constraint B, gated LUV (GatedAt, gate), near-argmax weighting (softWeight, ramp), sequenced-settlement pair, switching margin, per-event authorization; Lean LICorrigibility, MediatedPair, ValidAt, canonicalValue, li_constraint_le, li_bypass_le, uniform_of_soft, max_asympLE, indR, expectR; fixture ShopRepair, TimeCritical.
Attribution
- Prompt author: the maintainer, relayed verbatim in
prompts/2026-09-15-li-corrigibility/PROMPT.md. - Executor: Claude Fable 5.1 (Anthropic).
- Date: 2026-09-15.
README projects/deference/rounds/2026-09-15-li-corrigibility/README.md
LI-LEARNS-THE-CORRIGIBILITY-INEQUALITY-UNIFORMLY-OVER-EFFICIENT-MENUS-WITH-A-DIRECTIONAL-MISMATCH-TERM — the structural bypass inequality of the corrigibilization theorem compiles into a bounded LUV-combination with constant coefficients once every activation-gated product is taken as one gated LUV, which the paper's definition of a logically uncertain variable admits outright and the pinned formalization admits through a threshold-level gating interface; the exact pointwise algebra of an unsealed comparison is U_raw − U_corr = both·(w_raw − w_act) + M·w_raw − M'·w_act with M = c_raw ∧ ¬c_corr the joint directional mismatch in one world, so the correct charge is L·E[both·δ] + E[both·ρ] + D·E[M], the coefficient D is sharp, the marginal-rate form D·(E[c_raw] − E[c_corr]) is false on a two-world fixture, and perfect sealing is the case M ≡ 0; validity in every world consistent with Γ needs Γ to carry the interaction model — effect and transition semantics, the gate and latch programs, activation and expiry semantics, the evaluator's L-stability certificate — as a specification of the modeled system, effect completeness being the corrigibility theorem's hypothesis and not the inequality's; Expectation Provability Induction then gives E_n(U_raw,n) − E_n(U_corr,n) ≲ L·E_n(Δ_n) + E_n(R_n) + D·E_n(M_n) with no calibration hypothesis and no reference to what the deductive process has proved, and a normalised near-argmax weighting, which is an expressible feature where a hard argmax is not, gives the same uniformly over every polynomially enumerable menu; the feedback theorem applies only to comparisons determined via the theory — the sequenced-settlement pair with a finite horizon, not the same-branch comparison — and forbids persistent efficiently detectable positive-margin overvaluation of bypass rather than bypass itself, a switching margin converting that into finitely many bypasses when realized costs vanish, while genuinely empirical logs are outside the paper's computable deductive process; and the existing authorization clause "no loss at step t or later" is refuted for repeated protected effects by a two-effect fixture and restored in its per-event form, which is the form the Lean step lemma already states; nothing here reaches manipulation, authorship, undeclared channels, superpolynomial menus, or the size of the right-hand side.
Reading order: [THEOREM.md](THEOREM.md) (T1–T4), [UNSEALED_COMPARISON.md](UNSEALED_COMPARISON.md), [LUV_COMPILATION.md](LUV_COMPILATION.md), [LI_CORRIGIBILITY.md](LI_CORRIGIBILITY.md), [FEEDBACK_BOUNDARY.md](FEEDBACK_BOUNDARY.md), [COUNTERMODELS.md](COUNTERMODELS.md), [REPORT.md](REPORT.md). Lean: lean/Workspace/Deference/Contrib/LICorrigibility.lean. LICorrigibilityCertificate.lean (the pinned-interface generability certificate, T3 mechanized end to end), Corrigibilization.lean (the trajectory-level structural theorem with event-linked authorization). Landing report: [LANDING.md](LANDING.md). Fixtures: src/, run by python3 tests/run.py (45 tests; the 2026-09-09 model is loaded by path and not modified). Consumes ../2026-09-09-mediated-repair-dominance/, ../2026-09-10-committed-principal-program/ and the pinned Logical-Induction formalization. Landed on main by the landing pass (PR #100); nothing is registered.
Claims it registered
None.
Items it filed or answered
None recorded in the index.